21CF-EBPX: MNCPA Audits of Employee Benefit Plans Conference (Virtual Only)
B1. Peer Review: Real-Life Issues Identified in Peer Review
Speaker:
Randy Dummer
Mon, 9:30 am - 10:45 am
Peer review is an essential part of the audit process, and findings can have a big impact on how you perform future audits. Focus on key issues and learn about actual items found in recent peer reviews. Explore the current checklist with emphasis on areas that could indicate substandard engagements and where the DOL continually finds deficiencies. Discussion will cover risk assessment, investments, audit testing and financial statement disclosures.
NASBA field of study: Auditing - Technical (1.5)
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