Help  |  Pay an Invoice  |  My Account  |  CPE Log  |  Log in

20SS-0043: Surgent's Special Audit Engagements Requiring Contractual or Regulatory Reporting (Audit Skills Training - Level 5) (Self-Study)

Valid for one year from purchase date
Self-study - On-Demand
3 CPE (3 technical)

If the organization paying for the purchase is exempt from sales tax, call us at 952-831-2707 to complete your purchase.

Add to cart

There are many situations in which a financial statement auditor is also asked to report on compliance. Some compliance audits are required by law, regulation, contract or agreements. Other reports are requested to provide negative assurance about financial information, such as compliance with debt covenants in a loan agreement. In addition, an auditor may be asked to provide comfort to requesting parties in relation to financial information included in registration statements filed in accordance with The Securities Act of 1933.

Major subjects

  • Sarbanes-Oxley Act of 2002 overview of key requirements
  • Performing compliance audits in conjunction with the financial statement audit, including Single Audit and Compliance with Contractual Requirements
  • Letters to Underwriters and Filings with the SEC for non-issuers
  • Examples of various compliance reports

Learning objective(s)

  • Discuss Sarbanes-Oxley audit engagement key considerations
  • Describe Government Auditing Standards and Single Audit highlights
  • Explain other reports on compliance that are a by-product of the financial statement audit
  • Discuss letters to underwriters
  • Describe SAS requirements for filings with the SEC

Who should take this program?

Accountants with responsibilities on special audit engagements

Fees

Our records indicate you are a nonmember. If you register, you will be charged $54.00 (Standard Nonmember Fee). Members: Please log in to receive member fee.
Standard Member Fee $54.00
checkmark Standard Nonmember Fee $54.00

More program information

Area
of study
Accounting & audit
Field(s)
of study
Auditing - Technical (3.0)
Level Intermediate
Format Self-study - On-Demand
Sponsor Surgent
NASBA ID#: 103212
Prerequisites Prereq. Experience on complex audit engagements
Advance
prep
None

If the organization paying for the purchase is exempt from sales tax, call us at 952-831-2707 to complete your purchase.

Add to cart

Not a member? Join the MNCPA to start saving on CPE and accessing members-only benefits.

Search CPE catalog