Audits of 401(k) Plans (Self-Study)
Valid for one year from purchase date
Auditing - Technical (12.0)
Standard member fee
Standard nonmember fee
to receive member fee.
401(k) plans are a popular option for employee benefit plans, so you must have the proper skills to audit these plans effectively. Every aspect of how to audit a 401(k) plan and prepare financial statements that satisfy ERISA and SEC requirements are covered in this CPE course. Tap into ways to plan and conduct 401(k) audits more efficiently and effectively, and understand the difference between 401(k) audits and other employee benefit plan audits.
Who should take this program?
Auditors of employee benefit plans and accountants in business and industry responsible for company benefits
Background of 401(k) audits
Audit planning and pre-engagement activities
Internal control considerations
Auditing the statement of net assets available for benefits
Auditing the statement of changes in net assets available for benefits
Other auditing considerations
The auditor's report
Financial statement disclosures
Gain an understanding of the requirements for 401(k) audits as distinguished from audits of other types of employee benefit plans
Plan and conduct 401(k) audits more efficiently and effectively
Recognize new developments affecting 401(k) audits
NASBA ID#: 112891