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24WC-0221: Limited-Scope Audits of 401(k) Plans: ERISA Section 103 (a)(3)(C) (Webinar)

If you have questions about this event, please call us at 952-831-2707.

Monday, June 17, 2024
10:00am - 5:30pm Central Time
8 CPE (8 technical)

Auditing ERISA Section 103 (a)(3)(C) 401(k) Plans focuses on the "limited-scope" audits that comprise over 80% of the audits filed with the Department of Labor each year. The course takes a hands-on approach to performing these engagements in a manner that ensures compliance with the professional requirements included in AU-C 703.

Major subjects

  • Auditing and reporting requirements to meet when the client selects the ERISA Section 103(a)(3)(C) limited scope audit option
  • AICPA AU-C 703 Forming An Opinion and Reporting on Financial Statements of Employee Benefit Plans Subject to ERISA
  • AICPA Audit and Accounting Guide ' Employee Benefit Plans '
  • Testing participant data

Learning objective(s)

  • Identify the requirements CPAs should follow when performing an ERISA Section 103(a)(3)(C) audit of a 401(k) plan
  • Recognize the authoritative literature applicable to performing an ERISA Section 103(a)(3)(C) audit of a 401(k) plan, in particular AU-C 703
  • Become familiar with the contents of AU-C 703

Who should take this program?

CPAs that perform ERISA Section 103(a)(3)(C) limited-scope audits of 401(k) plans.

Fees

Our records indicate you are a nonmember. If you register, you will be charged $399.00 (Standard Nonmember Fee). Members: Please log in to receive member fee.
Standard Member Fee $299.00
checkmark Standard Nonmember Fee $399.00

More program information

Location Online
Area
of study
Accounting & audit
Field(s)
of study
Auditing - Technical (8.0)
Level Basic
Format Group Internet Based
Sponsor CalCPA Education Foundation
NASBA ID#: 104822
Prerequisites Prereq. None
Advance
prep
None
Cancellation
policy
Receive a full refund if you cancel at least four business days before the event start date. Learn more

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If you have questions about this event, please call us at 952-831-2707.