The Controllership Series: The Controller's Role in Compliance
Friday, Oct. 9, 2026
11 a.m.-12:15 p.m. Central
1.4 CPE (1.4 technical)
Course code: 26WA-5669
View pricing
The controller has several broad areas to stay up to date on regarding compliance initiatives: Financial compliance; Regulatory compliance; Operational Compliance; IT Compliance.
Major subjects
-
Regulatory Compliance.
-
Operational Compliance.
-
Financial Compliance.
Learning objectives
-
Examine controller's role in financial compliance.
-
Examine controller's role in regulatory compliance.
-
Understand primary regulatory agencies.
-
Examine regulatory compliance policies.
-
Examine controller's role in operational and strategic compliance.
-
Examine methods to ensure compliance.
-
Examine consequences of non-compliance.
Who should take this program?
- Controllers, Accountants, Finance Professionals .
Pricing
|
Standard Member Fee |
$79.00
|
 Standard Nonmember Fee |
$79.00
|
Our records indicate
you are a
nonmember.
If you register, you will be charged
$79.00
(Standard Nonmember Fee).
Members: Please
log in
to receive member fee.
Instructor
Lynn Fountain, CGMA, CRMA, MBA
Location
Online
Area
of study
Management
Field(s)
of study
Accounting - Technical (1.4)
Level
Basic
Format
Group Internet Based
Sponsor
NASBA ID#: 107810
Prerequisites
Prereq.
None
Advance
prep
None
Cancellation
policy
Receive a full refund if you cancel at least four business
days before the event start date.
Learn more
Search CPE catalog
