The Controllership Series: The Controller's Role in Compliance
Thursday, Nov. 5, 2026
3-4:15 p.m. Central
1.4 CPE (1.4 technical)
Course code: 26WA-6217
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The controller has several broad areas to stay up to date on regarding compliance initiatives: Financial compliance; Regulatory compliance; Operational Compliance; IT Compliance.
Major subjects
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Regulatory Compliance.
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Operational Compliance.
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Financial Compliance.
Learning objectives
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Examine controller's role in financial compliance.
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Examine controller's role in regulatory compliance.
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Understand primary regulatory agencies.
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Examine regulatory compliance policies.
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Examine controller's role in operational and strategic compliance.
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Examine methods to ensure compliance.
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Examine consequences of non-compliance.
Who should take this program?
- Controllers, Accountants, Finance Professionals .
Pricing
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Standard Member Fee |
$79.00
|
 Standard Nonmember Fee |
$79.00
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