22CF-EBPX: MNCPA Audits of Employee Benefit Plans Conference (Virtual)
C1. Don’t Let Your Guard Down: Avoiding Common Workpaper Deficiencies
Speaker:
Rance Buss
Mon, 11:10 am - 12:25 pm
Arm yourself with expertise specific to employee benefit plan audit engagements and maintain an understanding of the audit areas that can be troublesome, especially when it comes to documentation. Receive practical guidance on documenting your work in accordance with audit standards and ensuring your workpapers tell the complete story of your efforts. Learn how to determine if your sample sizes are sufficient based on a risk assessment. Dive into real-world examples of how to document substantive testing areas such as eligibility, contributions, distributions, participant loans and investments. Uncover opportunities to improve audit quality and avoid challenges with peer reviews.
NASBA field of study: Auditing - Technical (1.5)
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