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23SS-0328: Surgent's Firm Quality Control Standards and Best Practices (Self-Study)

Valid for one year from purchase date
Self-study - On-Demand
1 CPE (1 technical)

If the organization paying for the purchase is exempt from sales tax, call us at 952-831-2707 to complete your purchase.

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The best way to ensure engagement quality is through consistent application of a firm's system of quality control. In this course, we will review the key components of such a system, which can be found in the AICPA's quality control standards. Specifically, this course will discuss adherence to relevant ethical standards, client and engagement acceptance and continuance procedures, human resources policies and procedures, engagement performance and monitoring activities, and best practices in designing and implementing effective quality control standards that address the responsibilities of firm leadership.

The course will place special focus on addressing the challenges that smaller firms may have when attempting to implement these standards.

Major subjects

  • The major requirements of QC Section 10, A Firm's System of Quality Control
  • Elements of an effective system of quality control
  • Considerations for sole practitioners and smaller firms when implementing QC Section 10
  • Guidance in implementing an effective firm-wide system of quality control across its six components

Learning objective(s)

  • Recall AICPA Firm Quality Control standards
  • Identify best practices for effective implementation of effective firm-wide quality control initiatives

Who should take this program?

CPAs in public practice with accounting, financial reporting, or attest responsibilities

Fees

Our records indicate you are a nonmember. If you register, you will be charged $49.00 (Standard Nonmember Fee). Members: Please log in to receive member fee.
Standard Member Fee $49.00
checkmark Standard Nonmember Fee $49.00

More program information

Area
of study
Accounting & audit
Field(s)
of study
Auditing - Technical (1.0)
Level Basic
Format Self-study - On-Demand
Sponsor Surgent
NASBA ID#: 103212
Prerequisites Prereq. None
Advance
prep
None

If the organization paying for the purchase is exempt from sales tax, call us at 952-831-2707 to complete your purchase.

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