MNCPA is here for you.
Let us know how we can help.


22WS-1235: Surgent's Avoiding the Top 10 Mistakes That Can Wipe Out Retirement Savings (Webinar)

If you have questions about this event, please call us at 952-831-2707.

Date Friday, December 16, 2022
Time 9:00am - 11:00am
Central Time
Location Online
CPE credits CPE 2.0
of study
Taxes - Technical (2.0)
Standard Member Fee $99.00
Standard Nonmember Fee $99.00


Years of growth in a retirement account can be wiped out by one mistake. As such, retirement account owners and their advisors should take care to ensure that IRAs are operated in compliance with the governing regulations. This includes ensuring that distributions are handled properly, and that movement of retirement assets does not violate the limitations that apply.

Who should take this program?

All practitioners advising clients on these complex issues

Major subjects

  • The 10% penalty
  • Net unrealized appreciation
  • Roth IRA conversions and withholding
  • Rollovers and the limitations
  • Direct rollovers, indirect rollovers, and tax withholding
  • Beneficiary portability rules
  • Taxes and the ordering rules for Roth IRAs
  • Excess contributions and the 6% excise tax

Learning objective(s)

  • Advisors who attend this session will learn how to:
  • Identify penalties that can apply to distributions, and how they can be avoided
  • Identify portability mistakes that can result in unintended tax consequences
  • Move inherited retirement assets in a manner that preserves tax deferred status
  • Avoid the penalty that can apply to ineligible contributions
  • Explain the operational and compliance requirements for Roth IRA conversions


Course code Code 22WS-1235
Sponsor Surgent
NASBA ID#: 103212
Level Basic
Format Group Internet Based
Prerequisites Prereq. None

If you have questions about this event, please call us at 952-831-2707.

view cart

Search CPE catalog

Event code

Advanced search
View all CPE programs