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24WI-0038: Documenting Your EBP Audit: What You Need to Know (Webinar)

Monday, April 29, 2024
8:00am - 4:00pm Central Time
8 CPE (8 technical)

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Learn how to document your EBP audit work and thought process properly.

Major subjects

  • Audit planning
  • Risk assessment and control testing
  • Documentation best practices for investments and notes receivable
  • Key audit areas in the financial statements, such as contributions, benefit payments, and plan expense
  • Participant data and participant accounts
  • Initial audits, plan mergers, and other issues

Learning objective(s)

  • Recognize areas in employee benefit plan audits that commonly lead to documentation deficiencies.
  • Recall the AICPA professional standards that address audit documentation.
  • Recall the practical aspects of unique EBP audit planning procedures.
  • Recognize effective documentation of all elements of risk assessment.
  • Recognize effective documentation of system narratives and walk-throughs.
  • Recall documentation concepts for investments and participant notes receivable.
  • Identify best practices for documenting audit procedures surrounding contributions and benefit payments.
  • Recall documentation for other audit areas not related to specific accounts.

Who should take this program?

Auditors of employee benefit plans

Fees

Our records indicate you are a nonmember. If you register, you will be charged $403.00 (Standard Nonmember Fee). Members: Please log in to receive member fee.
Standard Member Fee $332.00
checkmark Standard Nonmember Fee $403.00

More program information

Instructor Alice Evans, CPA, CGMA
Location Online
Area
of study
Accounting & audit
Field(s)
of study
Auditing - Technical (8.0)
Level Basic
Format Group Internet Based
Sponsor AICPA
NASBA ID#: 112891
Prerequisites Prereq. None
Advance
prep
None
Cancellation
policy
Receive a full refund if you cancel at least four business days before the event start date. Learn more
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