24WI-0061: 401(k) Audit Basics: Part 3 - Distribution Testing, Investments and Audit Wrap-up (Webinar)
Tuesday, May 14, 2024
10:00am - 12:00pm Central Time
2 CPE (2 technical)
Employee benefit plan audits are quite different from corporate audits and require an understanding of the unique audit areas specific to plans. Part 3 of the 401(k) audit basics series addresses distribution testing, investments and audit wrap-up, including the various types of plan distributions and benefit payments, types of plan investments and the related disclosures, ERISA Section 103(a)(3)(C) and non-Section 103(a)(3)(C) audits and the common issues and errors typically seen in these areas, wrapping up the audit, and common issues and errors seen in these areas.
Major subjects
-
Plan distributions and benefit payments
-
Investments and related disclosures
-
ERISA Section 103(a)(3)(C) audits
-
Audit wrap-up
Learning objective(s)
-
Identify various types of plan investments
-
Distinguish required investment disclosures
-
Recall unique aspects of ERISA Section 103(a)(3)(C) and non-Section 103(a)(3)(C) audits and the common issues and errors typically seen in these areas
-
Identify the various types of plan distributions and benefit payments
-
Recognize issues to consider in wrapping up the audit
Who should take this program?
Auditors new to employee benefit plan auditing
Fees
Our records indicate
you are a
nonmember.
If you register, you will be charged
$142.00
(Standard Nonmember Fee).
Members: Please
log in
to receive member fee.
|
Standard Member Fee |
$118.00
|
 Standard Nonmember Fee |
$142.00
|
