24WI-0059: 401(k) Audit Basics: Part 2 - Participant Data and Contributions Testing (Webinar)
Thursday, May 2, 2024
12:00pm - 2:00pm Central Time
2 CPE (2 technical)
Employee benefit plan audits are quite different from corporate audits and require an understanding of the unique audit areas specific to plans. Part 2 of the 401(k) audit basics series addresses participant data and contribution testing, including what participant data needs to be tested and why, the different ways a participant can enroll in a plan, the various types of contributions received by a 401(k) plan, parties in interest and prohibited transactions, and common issues and errors seen in these areas. Perfect for staff or in-charge auditors new to ERISA audits, this webcast provides an understanding of 401(k) plans and how they work and addresses participant data and contributions testing.
Major subjects
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Participant data testing
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401(k) plan contribution types
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Parties in interest and prohibited transactions
Learning objective(s)
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Identify what participant data needs to be tested and why
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Recall the different ways a participant can enroll in a plan
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Distinguish the various types of contributions received by a 401(k) plan
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Recognize parties in interest and prohibited transactions
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Distinguish unique issues that should be considered when planning 401(k) plan audits
Who should take this program?
Auditors new to employee benefit plan auditing
Fees
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 Standard Nonmember Fee |
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